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【注释】 See Zhonghua Renmin Gongheguo Zhengquan Fa (passed Dec. 29, 1998, effective July 1, 1999)
See China to Hold Securities Law Contest, XINHUA ENGLISH NEwsWIRE, Apr. 1, 1999, available in 1999 WL 7930771.
SeeYi-Chen Zhang & Da Yu, China’s Emerging Market, COLUM. J. WoRLD Bus., Summer 1994, at 112, 113, note 11, at 118
See CHINA: Bourse Control Tightened, FAR E. EcoN. REV., Aug. 28, 1997, at 65, available in 1997 WL-FEER 11441629.
Gupiao Faxing Yu Jiaoyi Guanli Tioali (in Chinese) (1993), translated in I.A. Tokley & Tina Ravn, Company and Securities Law in China 179-96 (1998).
On August 10, 1992, because of fraudulent practices in the drawing of lots for the form to buy newly issued stocks, many people who had waited in line for three days and three nights and yet did not get forms, went into a rage. That night, they protested on the street.
See “Securities Market Comes of Age”, Beijing Review, p22, February 8, 2001
See Securities Law, art 3
See Securities Law, art 17
See J Fu, “Information Disclosure and Investor Protection in China’s Securities Market”, 9, Australian Journal of Corporation Law, 1998
See This was true of the 400,000 investors when the stock market began 10 years ago and with the 56 million investors in 2000.
See Securities Law, at article 13
See.i.d. at article 3
Notice of the CSRC on Rule No.1 on the Content and Form of Information Disclosed by Companies Publicly Issuing Shares “Content and Form of Prospectus” (Jan, 6, 1997), available in CSRC Website (visited 30th May, 2002) 〈http:// www.csrc.gov.cn/csrc/statute/1997/f0466.htm〉
See Donald C. Clarke, Regulation and Its Discontents: Understanding Economic Law in China, 28 STAN. J. INT’L L. 283, 288-89 (1992).
See D M Anderson,“Taking stock in China: Company disclosure and information in China’s stock market”, 88 Geogetown Law Journal, Jun 2000.
See Zhu Jun, Shei Wei Qiongminyuan Fuze? , MONEY ZAZHI , Apr. 1998, at 12-21.
See Foo Choy Peng, “CSRC to Punish Fraud Directors”, S. CHINA MORNING POST, May 1, 1998, Business Post, at 6.
See i.d,, at 1.
See www.asic.gov.au
See J Kyrwood, “Disclosure of Forecasts in Prospectuses”, Company and Securities Law Journal v 16
See. Securities Law, at article 13
See i.b
See i.b, at article. 47-48.
See D M Anderson,“Taking stock in China: Company disclosure and information in China’s stock market”, 88 Geogetown Law Journal, Jun 2000
See R Baxt, H A J Ford and A J Black, Securities Industry Law, 5th ED, Butterworths, 1996, at76
See George Gilligan, Helen Bird and Ian Ramsay: “Civil penalties and the enforcement of directors’ duties”. UNSW Law Journal, Volume 22 1999.p.417-455
See i.d
See S Rubenstein, “The Regulation and Prosecution of Insider Trading in Australia: Towards Civil Penalty Sanctions for Insider Trading”, Company and Securities Law Journal, v20, 2002
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